Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soraya? Claim Your ProfileSoraya Ampuero Parker is a financial advisor with UBS Financial Services Inc. in CORAL GABLES, FL. Soraya has been in the financial services industry since 1999 and has worked at several firms, including CREDIT SUISSE SECURITIES (USA) LLC and MORGAN KEEGAN & COMPANY, INC. She holds the Series 63, Series 7 and SIE licenses. Soraya specializes in providing financial planning, pension consulting and portfolio management services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/07/2016 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
07/15/2013 - 03/23/2016
CREDIT SUISSE SECURITIES (USA) LLC (MIAMI FL)
FL
10/15/2010 - 10/30/2012
CAPITAL GUARDIAN, LLC (MIAMI FL)
FL
11/30/2005 - 10/20/2010
MORGAN KEEGAN & COMPANY, INC. (CORAL GABLES FL)
FL
05/26/2004 - 03/07/2005
ATLAS ONE FINANCIAL GROUP, LLC (MIAMI FL)
NY
02/09/2004 - 05/21/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
05/09/2001 - 01/29/2003
PERSHING LLC (JERSEY CITY NJ)
NY
11/12/1996 - 05/09/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 04/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Soraya Parker is the right advisor for you? Invested Better is here to help.
