Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophorn? Claim Your ProfileSophorn Nhem is a financial professional with over 6 years of experience in the securities industry. Sophorn Nhem is currently registered with Fidelity Brokerage Services LLC, a national brokerage firm. Sophorn Nhem is licensed to offer securities and investment advisory services in the majority of US states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
02/20/2018 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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