Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Lum is a financial professional with PFS Investments Inc. located in Bethlehem, PA. Sophie specializes in offering financial and investment advice to individuals. Sophie is registered with FINRA and is licensed to conduct business in New York. Sophie has earned the Series 63, Series 6TO and the SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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PA
03/13/2021 - Present
PFS Investments Inc. (BETHLEHEM PA)
BC
Issued 04/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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