Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Shows King is an investment advisor representative for Northwestern Mutual Investment Services, LLC. She is licensed in Tennessee. Sophie has been in the industry since July 2014. Her firm offers a variety of services to clients, including investment research, referrals to other advisors, and financial planning. Sophie is located in Knoxville, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
09/17/2014 - Present
Northwestern Mutual Investment Services, LLC (KNOXVILLE TN)
BOTH
Issued 09/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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