Unclaimed
Sophie Pyott is a registered representative with J.P. Morgan Securities LLC. Sophie has been in the industry since 2002. Prior to joining J.P. Morgan Securities LLC, Sophie was a registered representative with J.P. MORGAN SECURITIES INC. and CITIGROUP GLOBAL MARKETS INC. Sophie is licensed to sell securities in the following states: NY. Sophie holds the following licenses: Series 16. Sophie specializes in investment products including stocks, bonds, mutual funds, ETFs, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/07/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/02/2002 - 08/31/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/02/2002 - 10/03/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 09/02/2002
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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