Unclaimed
Sophie Mohajerani is a financial professional with over five years of experience in the industry. Sophie has a Series 7, Series 63, and SIE licenses. Sophie is currently registered with Vanguard Marketing Corp. Sophie has a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/22/2020 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
08/03/2015 - 06/14/2019
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 08/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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