Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Aksenoff is an investment professional with over 25 years of experience. Sophie has held various roles in the financial services industry, including working as a registered representative at G. R. Phelps & Co., Inc. and as a registered representative at MML Investors Services, LLC. Sophie has a wide range of experience in the financial services industry and is licensed to provide securities services in Connecticut. Sophie has passed multiple industry exams including Series 4, Series 6, Series 7, Series 24, Series 53 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/01/1996 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NA
05/26/1993 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 11/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2019
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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