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Sophie Lynn Carrabus

FHN Financial Securities Corp.

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About Sophie Lynn Carrabus

Sophie Carrabus is a registered representative of FHN Financial Securities Corp., with over 15 years of experience in the securities industry. Sophie has passed the Series 63, Series 7, and SIE exams, demonstrating her expertise in securities regulations and investment products. She is registered to offer investment advice in 53 states and territories. Sophie's broad knowledge and experience allow her to provide comprehensive and personalized investment advice to individuals and families.

Firm Information

Sophie Carrabus is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sophie Carrabus’s Registration & Firm History

NY

04/30/2007 - Present

FHN Financial Securities Corp. (SYOSSET NY)

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Licenses & Designations

BC

Issued 06/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sophie Lynn Carrabus.
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