Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Li is a financial professional with a focus on providing comprehensive financial advice. Sophie Li has worked in the industry since 2022, holding positions at TD Ameritrade and currently at Charles Schwab. Sophie Li has experience in providing investment advice and assisting clients with their financial goals. Sophie Li is also knowledgeable about a variety of investment products, including stocks, bonds, and mutual funds. Sophie Li holds Series 7TO, SIE, and Series 3 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
09/11/2023 - Present
Charles Schwab & CO., Inc. (Orlando FL)
MO
07/19/2022 - 09/25/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 07/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/23/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2019
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Sophie Li is the right advisor for you? Invested Better is here to help.
