Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Leal is a financial professional with over 10 years of experience in the industry. Sophie is currently a Registered Representative with Guggenheim Securities, LLC. Previously, Sophie was employed at J.P. Morgan Securities LLC. Sophie is licensed to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/29/2016 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
08/28/2012 - 02/23/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Sophie Leal is the right advisor for you? Invested Better is here to help.
