Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Jean-saint-juste is a financial professional with over a decade of experience in the industry. Sophie has held various roles at prominent firms like Janney Montgomery Scott LLC and TD Securities (USA) LLC. Currently, Sophie is registered with D.a. Davidson & Co. and has a proven track record in providing financial advice to individuals, corporations, and charitable organizations. Sophie specializes in portfolio management and financial planning, offering services tailored to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/06/2022 - Present
D.a. Davidson & Co. (NEW YORK NY)
NY
01/05/2021 - 05/09/2022
HILLTOP SECURITIES INC. (NEW YORK NY)
NY
01/05/2016 - 12/16/2020
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
07/23/2013 - 10/06/2015
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
05/23/2012 - 07/05/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
BC
Issued 09/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/22/2012
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sophie Jean-saint-juste is the right advisor for you? Invested Better is here to help.
