Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Iliescu is an investment advisor representative, licensed to offer investment advice in 11 states. Sophie is currently registered with Wells Fargo Clearing Services, LLC and has been working in the financial industry for 14 years. Prior to her current role, Sophie has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, U.S. Bancorp Investments, Inc., UnionBanc Investment Services, LLC and BancWest Investment Services, Inc. Sophie holds a Series 7, Series 66 and SIE licenses and has earned a combined 14 years of experience in the industry. Sophie is a seasoned professional with a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/23/2023 - Present
Wells Fargo Clearing Services, LLC (HUNTINGTON BEACH CA)
CA
06/09/2020 - 06/21/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAGUNA NIGUEL CA)
CA
10/16/2017 - 05/06/2020
U.S. BANCORP INVESTMENTS, INC. (LAKE FOREST CA)
CA
02/04/2016 - 10/17/2017
UNIONBANC INVESTMENT SERVICES, LLC (TUSTIN CA)
CA
07/19/2013 - 02/10/2016
BANCWEST INVESTMENT SERVICES, INC. (NORTHRIDGE CA)
CA
11/01/2011 - 07/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA ANA CA)
CA
05/17/2010 - 08/01/2011
ZECCO TRADING, INC. (GLENDALE CA)
CA
07/31/2009 - 04/29/2010
ASSENT LLC (LOS ANGELES CA)
CA
10/29/2007 - 06/09/2008
SIGNATOR INVESTORS, INC. (WALNUT CREEK CA)
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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