Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Hanson is a registered representative with Northwestern Mutual Investment Services, LLC. Sophie has been in the financial services industry since 2015. Prior to joining Northwestern Mutual, Sophie Hanson worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and LPL FINANCIAL LLC. Sophie is licensed in California and holds the following securities licenses: Series 63, Series 66, Series 7, and SIE. Sophie Hanson provides financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
08/07/2020 - Present
Northwestern Mutual Investment Services, LLC (IRVINE CA)
CA
01/16/2020 - 06/24/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PASADENA CA)
CA
02/04/2015 - 07/10/2019
LPL FINANCIAL LLC (TOPANGA CA)
BOTH
Issued 07/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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