Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie De seynes is a financial advisor who has been active in the industry since 2009. Sophie is currently registered with Morgan Stanley Distribution, Inc. Sophie has a wide range of experience in the financial services industry, having previously worked at Barclays Capital Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sophie holds a number of licenses and certifications, including Series 7, 63, 86 and 87. Sophie is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/15/2013 - Present
Morgan Stanley Distribution, Inc. (New York NY)
NY
08/10/2012 - 02/07/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/13/2009 - 06/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/09/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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