Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Camille kathleen Forbes is a financial professional with Vanguard Marketing Corp. based in Malvern, PA. Sophie has obtained a Series 7TO and SIE license and passed the Uniform Securities Agent State Law Examination (Series 63). Sophie is registered in all 50 U.S. states, Washington D.C. and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/09/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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