Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Engle is a financial professional affiliated with Northwestern Mutual Investment Services, LLC. She is registered with FINRA and the state of Maryland. Sophie has passed the Series 6TO and SIE exams. She is currently located at the Frederick, MD branch office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MD
08/15/2024 - Present
Northwestern Mutual Investment Services, LLC (Frederick MD)
BC
Issued 08/14/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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