Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Liu is a financial advisor with Benefit Financial Services Group in Irvine, CA. Sophia has been a registered representative for over 6 years and holds Series 6, 7, 63 and 66 licenses. Sophia has a strong background in financial services, having worked with companies such as ADP LLC, Irvine Company, Minnesota Life and Merrill Lynch. Sophia's specialties include financial planning, insurance solutions and credit and cash management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Credit and cash management solutions, insurance solutions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A percentage of assets under consultation
1
2
CA
08/09/2024 - Present
Benefit Financial Services Group (IRVINE CA)
CA
11/08/2018 - 09/26/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVINE CA)
CA
02/07/2017 - 09/27/2018
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
NJ
09/16/2016 - 01/27/2017
ADP BROKER-DEALER, INC. (ROSELAND NJ)
BOTH
Issued 04/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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