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Sophia Slattery

Nationwide Investment Services Corp.

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About Sophia Slattery

Sophia Slattery is a registered representative with Nationwide Investment Services Corp. in Scottsdale, AZ. Sophia has been in the industry for 1 year. Sophia holds Series 63, Series 6TO, and SIE licenses. Sophia is currently registered in Arizona.

Firm Information

Sophia Slattery is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sophia Slattery’s Registration & Firm History

AZ

08/18/2022 - Present

Nationwide Investment Services Corp. (Scottsdale AZ)

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Licenses & Designations

BC

Issued 01/27/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/13/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sophia Slattery.
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