Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia R. Marshall is a financial advisor with Voya Financial Partners, LLC. Sophia has been working in the financial industry since April 4, 2019. Sophia's firm is located in Windsor, CT. Sophia is registered with FINRA and the state of Connecticut. Sophia holds the Series 6, 6TO, and SIE licenses. Sophia has previously worked at NYLIFE Securities LLC and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/01/2023 - Present
Voya Financial Partners, LLC (WINDSOR CT)
OH
08/06/2018 - 11/02/2020
NYLIFE SECURITIES LLC (CLEVELAND OH)
CO
10/08/2015 - 07/05/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
BC
Issued 10/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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