Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Nakamura Wang is a registered representative with Mercury Investment Services LLC. Sophia has been in the financial services industry since June 5, 2019. Sophia is licensed to sell securities in California. Sophia is a Series 7 and Series 63 licensed professional, with a background in the financial services industry. Sophia was previously employed by BREX TREASURY LLC, and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/17/2024 - Present
Mercury Investment Services LLC (SAN FRANCISCO CA)
UT
12/08/2021 - 07/16/2024
BREX TREASURY LLC (SALT LAKE CITY UT)
NJ
09/28/2018 - 03/31/2021
J.P. MORGAN SECURITIES LLC (Jersey City NJ)
BC
Issued 10/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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