Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Marceta is a financial advisor who has been active in the industry since 2018. Sophia is currently registered with State Street Global Advisors Funds Distributors, LLC, where she has been employed since January 2022. Sophia is also registered with the Securities Industry and Financial Markets Association (FINRA), and holds licenses including the Series 63, SIE, and Series 7 exams. Previously, Sophia worked for Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
01/25/2022 - Present
State Street Global Advisors Funds Distributors, LLC (Scottsdale AZ)
AZ
04/24/2017 - 04/23/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 05/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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