Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Wang is a registered representative with Mizuho Securities USA LLC. Sophia Wang is licensed to conduct securities business in all states. Sophia Wang is also qualified to conduct investment banking activities. Sophia Wang has been in the securities industry since August 2021. Sophia Wang passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79TO) in August 2021. Sophia Wang also passed the Uniform Securities Agent State Law Examination (Series 63) in August 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/31/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2021
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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