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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Janssen Spencer is a financial advisor with Ameriprise Financial Services, LLC. Sophia has been working in the financial services industry since August 1997. Sophia is registered with the state of Washington as an Investment Advisor Representative and a Registered Representative. Sophia also holds the Series 7, Series 31, and Series 63 licenses, as well as the SIE exam certification. Sophia has a proven track record of providing financial advice and investment management services to a wide range of clients, including individuals, families, businesses, and retirement plans. Sophia is committed to providing her clients with personalized financial planning and investment management services that are designed to meet their individual needs and goals. Sophia is dedicated to building long-term relationships with her clients and helping them achieve their financial dreams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/30/2011 - Present
Ameriprise Financial Services, LLC (LONGVIEW WA)
WA
10/07/1998 - 07/01/2011
CUNA BROKERAGE SERVICES, INC. (LONGVIEW WA)
NY
08/08/1997 - 10/08/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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