Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Harding is a financial advisor with Raymond James Financial Services Advisors, Inc. in Medford, Oregon. Sophia has been in the financial services industry since 2006. Sophia has passed the Series 66, Series 7 and SIE exams. Sophia has previously worked at Cetera Investment Services LLC, Steward Partners Investment Solutions, LLC, City National Securities, Inc., Wells Fargo Advisors, LLC, Hartford Equity Sales Company Inc., J.P. Morgan Institutional Investments Inc., Northern Trust Securities, Inc., and Morgan Stanley DW Inc.. Sophia Harding is licensed to sell securities in Oregon and Washington. Sophia offers financial planning, portfolio management, and educational seminars. Sophia also specializes in services to corporations, individuals, high net worth individuals, pension and profit sharing plans, banking or thrift institutions, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OR
06/17/2024 - Present
Raymond James Financial Services Advisors, Inc. (Medford OR)
OR
03/01/2023 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (MEDFORD OR)
OR
03/01/2019 - 03/02/2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (MEDFORD OR)
CA
08/23/2016 - 01/30/2019
CITY NATIONAL SECURITIES, INC. (SAN FRANCISCO CA)
CA
06/26/2014 - 06/02/2016
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CT
04/15/2013 - 06/13/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CA
07/20/2011 - 06/11/2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (SAN FRANCISCO CA)
IL
10/30/2006 - 07/07/2011
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
03/10/2003 - 06/05/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/15/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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