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Sophia Gwendolyn Swenke

Cascadia Capital, LLC

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About Sophia Gwendolyn Swenke

Sophia Gwendolyn Swenke is a registered representative with Cascadia Capital, LLC. Sophia holds Series 63, Series 79TO and SIE licenses and is currently registered in Texas. Sophia joined Cascadia Capital, LLC on July 30, 2024. Sophia's primary branch office is located in Austin, Texas.

Firm Information

Sophia Swenke is currently registered with Cascadia Capital, LLC. Cascadia Capital, LLC is a Limited Liability Company formed on December 4, 2000. The firm is registered in 9 states, including California, Georgia, Minnesota, New York, Ohio, South Carolina, Tennessee, Texas, and Washington. Cascadia Capital, LLC also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sophia Swenke’s Registration & Firm History

TX

07/30/2024 - Present

Cascadia Capital, LLC (AUSTIN TX)

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Licenses & Designations

BC

Issued 08/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/09/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sophia Gwendolyn Swenke.
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