Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Grace Albery is a registered representative with Fidelity Brokerage Services LLC. Sophia has been in the financial services industry for over 1 year. Sophia is licensed to sell securities in all 50 states. Sophia has passed the Series 63, Series 7TO, Series 9, and Series 10 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
10/21/2021 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 10/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/16/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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