Unclaimed
Sophia Ekstrand is a registered representative with Mizuho Securities USA LLC. Sophia has been in the industry since August 4, 2024. Sophia is registered in 52 states, the District of Columbia, and Puerto Rico. Sophia is also a Series 79TO and SIE exam holder. Sophia is located in New York, NY at Mizuho Securities USA LLC's branch office located at 1271 Avenue of the Americas, Floors - 2,3,4,18,19.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/05/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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