Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Danielle Dowling is a financial advisor with ADP Broker-Dealer, Inc. She has been registered in the securities industry since July 2024. Sophia Dowling is currently licensed in the District of Columbia, Georgia, Maryland, and Virginia. Sophia Dowling holds FINRA Series 63, 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
07/22/2024 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 08/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/03/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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