linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sophia Ali Naqvi

Bofa Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sophia? Claim Your Profile

About Sophia Ali Naqvi

Sophia Ali Naqvi is a registered representative of Bofa Securities, Inc. Sophia is a member of the Financial Industry Regulatory Authority (FINRA) and has passed the Series 79TO, SIE and Series 63 exams. Sophia's registration in New York is in good standing. Sophia's current location is One Bryant Park, GBAM - GLOBAL CORPORATE INVESTMENT BANKING, New York, NY 10036.

Firm Information

Sophia Naqvi is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sophia Naqvi’s Registration & Firm History

NY

08/22/2023 - Present

Bofa Securities, Inc. (NEW YORK NY)

Not sure if Sophia Ali Naqvi is right for you?

Licenses & Designations

BC

Issued 08/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sophia Ali Naqvi.
Not sure if Sophia Ali Naqvi is right for you?