Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Hurrell is a financial advisor registered with RBC Capital Markets, LLC. Sophia has been in the financial services industry since June 2017. Sophia is licensed to provide investment advisory services in 52 states and jurisdictions including District of Columbia, Maryland, Texas, and Virgin Islands. Sophia has passed the Series 66, Series 7, Series 9 and Series 10 exams. Sophia has previous experience with Morgan Stanley and National Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
03/15/2023 - Present
RBC Capital Markets, LLC (CHEVY CHASE MD)
DC
04/06/2016 - 09/06/2018
MORGAN STANLEY (WASHINGTON DC)
DC
03/03/2016 - 03/31/2016
NATIONAL SECURITIES CORPORATION (WASHINGTON DC)
BOTH
Issued 03/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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