Unclaimed
Sophia Alexander is a registered representative of Fidelity Brokerage Services LLC. Sophia holds the Series 7, Series 63, and SIE licenses. Sophia has been in the industry since September 1, 2022 and is currently registered with 53 state regulators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/02/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 09/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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