Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Batiste is a registered representative with Wells Fargo Securities, LLC. Sophia has been in the securities industry since May 12, 2023. Sophia holds the Series 99TO and SIE licenses. Sophia is located in New York, NY and is associated with the Wells Fargo Securities, LLC office at 500 W 33rd St, 30 Hudson Yards, New York, NY 10001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/12/2023 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 05/12/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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