Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophi? Claim Your ProfileSophi Ting Pang is a financial advisor who has been in the industry since 2020. She is currently registered with Transamerica Capital, Inc. and is located in Cedar Rapids, IA. She is licensed in IA and has passed the Series 63, Series 6TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
11/14/2022 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
NC
05/04/2021 - 11/10/2021
PRINCIPAL SECURITIES, INC. (Charlotte NC)
NC
10/16/2020 - 04/08/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 10/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Sophi Pang is the right advisor for you? Invested Better is here to help.
