Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophey? Claim Your ProfileSophey Pk Tiet is a registered representative with Pruco Securities, LLC. Sophey has been in the industry since 2014 and holds Series 6, 7, 63 and 65 licenses. Sophey provides investment advisory services and holds registrations in California, Indiana, Nevada, South Carolina, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
06/09/2022 - Present
Pruco Securities, LLC (SAN JOSE CA)
IA
Issued 03/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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