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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophany? Claim Your ProfileSophany Wagoner is a financial advisor with Raymond James & Associates, Inc. Sophany has 6 years of experience in the financial industry. Sophany Wagoner specializes in working with high net worth individuals, insurance companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth. Sophany has a strong track record of providing financial advice and investment management services to her clients. Sophany Wagoner holds the Series 63, Series 66, Series 7, Series 9, Series 10, and SIE licenses and registrations in Florida and New York. Sophany is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/14/2021 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
AL
02/15/2019 - 11/08/2019
KOVACK SECURITIES INC. (Dothan AL)
TX
11/07/2017 - 04/13/2018
CHARLES SCHWAB & CO., INC. (El Paso TX)
BOTH
Issued 02/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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