Unclaimed
Sooyoun Lee is a registered representative with Nomura Securities International, Inc. Sooyoun is licensed in California and New York. Sooyoun's registration began on July 23, 2024. Sooyoun is located in the San Francisco branch office. Sooyoun specializes in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
07/23/2024 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
BC
Issued 08/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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