Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soone? Claim Your ProfileSoone Cham-taylor has been in the financial services industry since December 22, 2005. Soone is currently registered with Wells Fargo Securities, LLC. Soone has also previously held registrations with Deutsche Bank Securities Inc., RBC Capital Markets, LLC, Lehman Brothers Inc., Barclays Capital Inc. and Wells Fargo Clearing Services, LLC. Soone is a Series 7, 9, 22, 24, 26, 39, 52, 55, 57, 63, 82, 99, 14, and SIE licensed professional. Soone is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/26/2021 - Present
Wells Fargo Securities, LLC (New York NY)
MO
07/11/2019 - 04/16/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
CA
11/06/2014 - 04/03/2019
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
NY
08/06/2012 - 08/06/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/04/2010 - 07/27/2012
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/03/2009 - 06/01/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 11/05/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/31/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/22/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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