Unclaimed
Soon Young Chang is a registered representative with Wells Fargo Clearing Services, LLC. Soon Young Chang has been working in the financial services industry since 2014. Soon Young Chang's previous experience includes positions at J.P. Morgan Securities LLC and Wells Fargo Bank, NA. Soon Young Chang is currently registered with the state of California. Soon Young Chang specializes in portfolio management for individuals and businesses, as well as financial planning. Soon Young Chang is also registered to provide investment consulting services to institutional clients. Soon Young Chang's office is located at 2960 CLEVELAND AVE in Santa Rosa, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/17/2021 - Present
Wells Fargo Clearing Services, LLC (SANTA ROSA CA)
CA
06/17/2019 - 05/21/2020
J.P. MORGAN SECURITIES LLC (SANTA ROSA CA)
CA
06/12/2014 - 08/25/2016
J.P. MORGAN SECURITIES LLC (WINDSOR CA)
BOTH
Issued 11/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/25/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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