Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soojan? Claim Your ProfileSoojan Lodwick Shao is a financial advisor with Avantax Advisory Services and has been in the industry since August 7, 2006. Soojan specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Soojan also offers educational seminars and solicitor referral services to third-party investment managers. Soojan has been registered with Avantax Advisory Services since April 1, 2014. Previously, Soojan was employed by Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., and Pruco Securities Corporation. Soojan has a Series 6, Series 7, and Series 66 license, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NJ
04/01/2014 - Present
Avantax Advisory Services (NEW PROVIDENCE NJ)
NJ
10/05/2009 - 11/07/2013
AMERIPRISE FINANCIAL SERVICES, INC. (FLORHAM PARK NJ)
MI
09/19/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (DETROIT MI)
NA
02/13/1992 - 11/09/1992
PRUCO SECURITIES CORPORATION
NA
02/13/1992 - 11/09/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NA
01/24/1990 - 10/30/1991
PRUCO SECURITIES CORPORATION
NA
01/24/1990 - 10/30/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BOTH
Issued 01/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/23/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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