Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sooin? Claim Your ProfileSooin Kwon is a financial advisor with over 20 years of experience in the industry. Sooin is currently registered with MTS Securities, LLC in San Francisco. Sooin has previously worked at BANC OF AMERICA SECURITIES LLC and UBS SECURITIES LLC. Sooin has passed several securities exams, including the Series 7, Series 24, Series 63, and Series 79TO exams. Sooin is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/14/2008 - Present
MTS Securities, LLC (SAN FRANCISCO CA)
NY
05/05/2006 - 05/02/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/26/2001 - 05/14/2004
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 11/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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