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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soo-kyung? Claim Your ProfileSoo-kyung Lee is a financial advisor with LPL Financial LLC in Warrenville, Illinois. Soo-kyung has been in the financial industry since 2001 and has experience working with clients of all types, including individuals, high-net-worth individuals, corporations, and charitable organizations. Soo-kyung is registered with the state of Illinois and holds Series 63, Series 66, Series 7, and Series 31 licenses. In addition to working with clients directly, Soo-kyung also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/27/2020 - Present
LPL Financial LLC (WARRENVILLE IL)
IL
08/17/2016 - 04/05/2018
LINCOLN INVESTMENT (LOMBARD IL)
IL
09/11/2007 - 08/25/2014
REGAL SECURITIES, INC. (GLENVIEW IL)
NY
05/17/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/27/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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