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Soo Jeoung Yu

Dominari Securities LLC

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About Soo Jeoung Yu

Soo Yu is a registered representative with Dominari Securities LLC. Soo Yu is also registered as an investment advisor representative in 37 states. Soo Yu has been in the securities industry for over 5 years and has experience in investment banking. Soo Yu is also a member of the board of directors for Dominari Holdings Inc. which is the holding company for Dominari Financial and Dominari Securities, LLC. The Dominari Securities LLC main office is located in New York, NY. The firm provides a variety of financial services including financial planning, portfolio management, and selection of other advisers.

Firm Information

Soo Yu is currently registered with Dominari Securities LLC. Dominari Securities LLC is a Limited Liability Company formed in April 2023 and headquartered in New York, NY. The firm provides a variety of advisory services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. Dominari Securities LLC manages approximately $26,785,046 in regulatory assets for 124 accounts, primarily for high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Dominari Securities LLC

725 FIFTH AVE., 23RD FL.

NEW YORK, NY 10022

$26.79M

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Soo Yu’s Registration & Firm History

NY

03/14/2024 - Present

Dominari Securities LLC (NEW YORK NY)

NY

01/26/2018 - 04/12/2023

REVERE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/16/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/26/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2018

Series 7 - General Securities Representative Examination

BC

Issued 09/04/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Soo Jeoung Yu.
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