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Soo H Kim

Invesco Distributors, Inc.

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About Soo H Kim

Soo Kim is a registered representative with Invesco Distributors, Inc. Soo has been in the securities industry since 2018 and holds the Series 7TO, Series 63, and SIE licenses. Soo has experience at BlackRock Investments, LLC and J.P. Morgan Securities LLC. Soo is licensed in 53 states and the District of Columbia.

Firm Information

Soo Kim is currently registered with Invesco Distributors, Inc.. Invesco Distributors, Inc. is a Corporation formed in November 1976. They are registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

221

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Soo Kim’s Registration & Firm History

NY

01/08/2024 - Present

Invesco Distributors, Inc. (NEW YORK NY)

NY

01/04/2022 - 01/12/2023

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

12/12/2018 - 05/06/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/19/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Soo H Kim. Review regulatory record here.
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