Unclaimed
Sonya Rorie is a registered representative with Allspring Funds Distributor, LLC. Sonya has been in the securities industry for over 1 year. Sonya is licensed to sell securities in North Carolina. Sonya has passed the Series 63, Series 7TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/13/2019 - Present
Allspring Funds Distributor, LLC (CHARLOTTE NC)
BC
Issued 11/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2019
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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