Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonya? Claim Your ProfileSonya Lee Mitchell is an investment advisor representative with over 20 years of experience in the financial services industry. Sonya is currently registered with Osaic Institutions, Inc. and has previously worked for Dirigo Investments, Inc. She is licensed in multiple states and holds Series 4, 7, 24, 63 and 65 licenses. Sonya specializes in providing financial planning and investment advice to individuals, businesses and charitable organizations. She offers a range of services, including portfolio management, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
03/28/2005 - Present
Osaic Institutions, Inc. (ELLSWORTH ME)
ME
06/22/2001 - 08/24/2004
DIRIGO INVESTMENTS, INC. (ELLSWORTH ME)
IA
Issued 01/08/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2003
Series 4 - Registered Options Principal Examination
BC
Issued 02/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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