Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonya? Claim Your ProfileSonya Lee is a financial advisor with Ares Management Capital Markets LLC. Sonya has over 17 years of experience in the financial services industry. Sonya is registered with FINRA and holds the Series 7, Series 24 and SIE licenses. Sonya previously worked at Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/02/2014 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
09/22/2008 - 08/07/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/17/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/26/2002 - 10/06/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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