Unclaimed
Sonya King is a financial advisor based in Milwaukee, Wisconsin. Sonya has been in the industry since 2007. Sonya is currently registered with Northwestern Mutual Investment Services, LLC and has a Series 6, 7, 24, and 63 license. Sonya has previously held positions with PENN MUTUAL EQUITY SERVICES, INC., ISFA CORPORATION, and FIRST INVESTORS CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/24/2014 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
NA
04/08/1988 - 12/08/1992
PENN MUTUAL EQUITY SERVICES, INC.
NA
09/04/1986 - 05/09/1988
ISFA CORPORATION
NA
08/09/1985 - 09/13/1985
FIRST INVESTORS CORPORATION
BC
Issued 08/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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