Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonya? Claim Your ProfileSonya Kim Park is an active broker-dealer registered professional with over 20 years of experience in the financial services industry. Sonya is currently registered with State Street Global Advisors Funds Distributors, LLC and has been registered with this firm since 2011. Prior to joining State Street Global Advisors Funds Distributors, LLC, Sonya was registered with DFA Securities LLC and Lehman Brothers Inc. Sonya holds a Series 3, Series 7, Series 30, and Series 63 license, as well as the Securities Industry Essentials (SIE) exam. Sonya is registered in all 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/09/2011 - Present
State Street Global Advisors Funds Distributors, LLC (Boston MA)
CA
03/01/2002 - 10/13/2011
DFA SECURITIES LLC (SANTA MONICA CA)
NY
02/13/1996 - 03/13/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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