Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonya? Claim Your ProfileSonya Doshi-mccarthy is an investment advisor representative with over 30 years of experience in the financial services industry. Sonya is currently registered with Wells Fargo Clearing Services, LLC and has offices in Beverly Hills, CA. Sonya has a broad range of experience and specializes in providing financial planning, portfolio management, and investment consulting services. Sonya has held prior positions at UBS Financial Services Inc. and Baraban Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/02/2013 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
01/27/1994 - 11/07/2011
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
12/16/1993 - 01/11/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 01/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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