Unclaimed
Sonu Kapoor is a registered representative with Bbva Securities Inc. Sonu is licensed in New York. Sonu is a Series 7TO and Series 63 license holder. Sonu has been in the industry since December 18, 2022 and has a background in securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2022 - Present
Bbva Securities Inc. (NEW YORK NY)
BC
Issued 04/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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